Brooke Hickman

Director, Vulnerable Adults and Seniors Team (VAST) FINRA

Brooke Hickman is a Director with FINRA’s Vulnerable Adults and Seniors Team (“VAST”), which operates the Securities Helpline for Seniors®. The Helpline is a resource for senior investors to obtain assistance from FINRA or raise concerns about issues with brokerage accounts and investments. Prior to joining VAST, Mrs. Hickman was a Cycle Examiner with FINRA’s Member Regulation Department in the Boca Raton District Office. Before coming to FINRA, she worked in the industry as a Financial Advisor and then in Operations at a large mutual fund company. Mrs. Hickman has undergraduate and graduate degrees in International Business.