Anthony Karoleski
MD, Americas Head of Surveillance, Control Room, and Conflicts of Interest, SMBC Group
Anthony is a Managing Director serving as Head of Head of Surveillance, Control Room and Conflicts of Interest within Compliance. He is a Compliance expert with over 25 years of experience, with prior roles which including the Americas Communications Surveillance Lead at Deutsche Bank, and the Americas Regional Head of Advisory Compliance team for Operations, Technology, Finance, Risk, Services, Human Resources, Legal and Audit divisions at Goldman Sachs.