SIFMA’s Board of Directors Announces Newly Elected Officers for 2015
New York, NY, November 11, 2014–The Board of Directors of SIFMA announced that it has elected several directors to leadership positions on the Board for 2015. The new principal officers include:
Chair:
William A. Johnstone, chairman and chief executive officer, D.A. Davidson Companies
Chair-Elect:
John F. W. Rogers, executive vice president, Goldman, Sachs & Co.
Vice Chair:
Timothy C. Scheve, president and chief executive officer, Janney Montgomery Scott
Treasurer:
Gerard McGraw, president, Fidelity Institutional
The following executives were elected by the SIFMA members as directors of the Board with terms concluding in 2017:
| James Allen | Hilliard Lyons |
| William Caccamise | Bank of America Merrill Lynch |
| Roger Ochs | HD Vest Financial Services |
| John Vaccaro | Westport Resources |
The full SIFMA 2014-2015 Board of Directors is comprised of the following executives:
| James R. Allen | Hilliard Lyons |
| Francois O. Barthelemy | Société Générale |
| Kenneth E. Bentsen, Jr. | SIFMA |
| Rosemary T. Berkery | UBS Wealth Management |
| Curt Bradbury, Jr. | Stephens Inc. |
| David L. Brunner | BNP Paribas North America |
| William Caccamise | Bank of America Merrill Lynch |
| Daniel B. Coleman | KCG Holdings, Inc. |
| Andrew S. Duff | Piper Jaffray & Co. |
| David Findlay | Nomura Holding America Inc. |
| Kim Tillotson Fleming | Hefren-Tillotson, Inc. |
| Kenneth D. Gibbs | Jefferies & Company, Inc. |
| Tom Hartnett | Deutsche Bank AG New York |
| Douglas M. Hodge | PIMCO |
| Lisa Kidd Hunt | Charles Schwab & Co. |
| William A. Johnstone | Davidson Companies |
| Ronald J. Kruszewski | Stifel, Nicolaus & Company, Inc. |
| Michael Lyublinsky | RBS Securities, Inc. |
| Gerard McGraw | Fidelity Institutional |
| Brand Meyer | Wells Fargo Advisors |
| Robert J. Moore | LPL Financial |
| Sandra O’Connor | J.P. Morgan Chase & Co. |
| Timothy P. O’Hara | Credit Suisse Securities (USA) LLC |
| Roger Ochs | HD Vest Financial Services |
| David Ornstein
Richard B. Payne | Barclays
U.S. Bancorp |
| Karen B. Peetz | BNY Mellon |
| Paul E. Purcell | Robert W. Baird & Co. Inc. |
| Paul Reilly | Raymond James Financial |
| John F. W. Rogers | Goldman, Sachs & Co. |
| Jim Rosenthal | Morgan Stanley |
| Timothy C. Scheve | Janney Montgomery Scott |
| Zion Shohet | Citigroup, Inc. |
| Joseph E. Sweeney | Ameriprise Financial, Inc. |
| John G. Taft | RBC Wealth Management – U.S. |
| Keiko Tashiro | Daiwa Capital Markets America Inc. |
| James A. Tricarico, Jr. | Edward Jones |
| John Vaccaro | Westport Resources |
| George Walker | Neuberger Berman |
| James Wallin | AllianceBernstein |
| W. Rufus Yates | BB&T Securities |
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The Securities Industry and Financial Markets Association (SIFMA) brings together the shared interests of hundreds of securities firms, banks and asset managers. SIFMA’s mission is to support a strong financial industry, investor opportunity, capital formation, job creation and economic growth, while building trust and confidence in the financial markets. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA). For more information, visit www.sifma.org.