SIFMA’s Board of Directors Announces Newly Elected Officers for 2014
New York, NY, November 13, 2013–The Board of Directors of SIFMA announced that it has elected several new members to leadership positions on the Board for 2014.The new principal officers include: Jim Rosenthal as Chair, Bill Johnstone as Chair Elect, John Rogers, as Vice Chair; and Bernard Beal as Treasurer.
The following executives were elected as directors of the board with terms concluding in 2016:
| Valerie Brown | Cetera Financial Group |
| Brand Meyer
George Walker | Wells Fargo Independent Brokerage Group
Neuberger Berman |
| James Wallin | Alliance Bernstein |
The full SIFMA 2013-2014 Board of Directors is comprised of the following executives:
| Francois O. Barthelemy | Société Générale |
| Bernard B. Beal | M.R. Beal & Company |
| Rosemary T. Berkery | UBS Financial Services Inc. |
| Curt Bradbury, Jr. | Stephens Inc. |
| Valerie Brown | Cetera Financial Group |
| David L. Brunner | BNP Paribas Securities Corp. |
| Daniel Coleman | KCG |
| Andrew S. Duff | Piper Jaffray & Co. |
| David Findlay | Nomura Holding America Inc. |
| Kim Tillotson Fleming | Hefren-Tillotson, Inc. |
| Kenneth D. Gibbs | Jefferies & Company, Inc. |
| Judd Gregg | SIFMA |
| Thomas Hartnett | Deutsche Bank AG New York |
| Chet Helck | Raymond James Financial |
| Douglas M. Hodge | PIMCO |
| Lisa Kidd Hunt | Charles Schwab & Co. |
| William A. Johnstone | Davidson Companies |
| Edward J. Kelly, III | Citi |
| Ronald J. Kruszewski | Stifel, Nicolaus & Company, Inc. |
| Michael Lyublinsky | RBS Securities, Inc. |
| Blythe Masters | JPMorgan Chase & Co. |
| Gerard McGraw | Fidelity Institutional |
| Brand Meyer | Wells Fargo Independent Brokerage Group |
| Robert J. Moore | LPL Financial |
| Timothy P. O’Hara | Credit Suisse Securities (USA) LLC |
| Richard B. Payne, Jr. | U.S. Bancorp |
| Karen B. Peetz | BNY Mellon |
| Paul E. Purcell | Robert W. Baird & Co. |
| John F. W. Rogers | Goldman, Sachs & Co. |
| Jim Rosenthal | Morgan Stanley |
| Timothy C. Scheve | Janney Montgomery Scott |
| G. Donald Steel | Planned Investment Co., Inc. |
| Joseph E. Sweeney | Ameriprise Financial, Inc. |
| John G. Taft | RBC Wealth Management – U.S. |
| Keiko Tashiro | Daiwa Capital Markets America, Inc. |
| James A. Tricarico, Jr. | Edwards Jones |
| George Walker | Neuberger Berman |
| James Wallin | Alliance Bernstein |
| Bryan T. Weadock | Bank of America Merrill Lynch |
| W. Rufus Yates | BB&T Capital Markets |
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The Securities Industry and Financial Markets Association (SIFMA) brings together the shared interests of hundreds of securities firms, banks and asset managers. SIFMA’s mission is to support a strong financial industry, investor opportunity, capital formation, job creation and economic growth, while building trust and confidence in the financial markets. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA). For more information, visit www.sifma.org.