SIFMA’s Board of Directors Announces Newly Elected Officers 2021

Published on:
October 22, 2020

 Washington, D.C., October 22, 2020 – The Board of Directors of SIFMA announced it has elected the following principal officers to leadership positions on the Board for 2021:

Chair: John F. W. Rogers, Executive Vice President, Goldman Sachs & Co.

Chair Elect: Thomas Pluta, Global Head of Linear Rates Trading, JP Morgan Chase & Co.

Vice Chair: Jim Reynolds, Chairman & Chief Executive Officer, Loop Capital Markets LLC

Chair Emeritus: Joseph E. Sweeney, President, Advice & Wealth Management, Products and Service Delivery, Ameriprise Financial

Treasurer: James Wallin, Senior Vice President, AllianceBernstein

SIFMA is also pleased to welcome the new members of its Board of Directors:

Megan Flaherty, General Counsel, ABN AMRO Clearing Chicago LLC

Gary Hall, Partner, Partner – Head of Investment Banking, Siebert Williams Shank & Co.

Jamie Price, President and Chief Executive Officer, Advisor Group, Inc.

Samuel A. Ramirez Jr., President & CEO, Ramirez Asset Management, Senior Managing Director, Samuel A. Ramirez & Company, Inc.

John Taft, Vice Chairman, Baird

Ryan Taylor, Managing Director, U.S. Head of Capital Markets Compliance, RBC Capital Markets, LLC

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SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of our industry’s nearly 1 million employees, we advocate for legislation, regulation and business policy, affecting retail and institutional investors, equity and fixed income markets and related products and services. We serve as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA). For more information, visit http://www.sifma.org.

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