Podcast: Implementation of Reg BI
Published on:
March 31, 2020
By:
- Kenneth E. Bentsen, Jr, Kevin Carroll
Committee:
In this podcast, Ken Bentsen, SIFMA President and CEO, and Kevin Carroll, Managing Director and Associate General Counsel and SIFMA lead on litigation, arbitration, and private client legal matters talk about where things stand in the implementation process of the Securities and Exchange Commission’s Regulation Best Interest, known as “Reg BI.”
https://soundcloud.com/sifma/implementation-of-sec-reg-bi
Kenneth E. Bentsen, Jr. is president and CEO of SIFMA, the voice of the nation’s securities industry. Kevin Carroll is Managing Director and Associate General Counsel at SIFMA.
