C&L Regional Seminar: Southeast
Tuesday, September 9, 2025 | 7:45 a.m. – 5:15 p.m. ET
On April 22nd, FINRA discussed their new organizational model for monitoring and examining broker-dealers, with a focus on financial and operational examination priorities.
This webinar is available to view on demand through June 22, 2021.
If you registered for this webinar before 9:30 a.m. ET April 22, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Watch this webinar on demand to learn about:
On April 22nd, FINRA discussed their new organizational model for monitoring and examining broker-dealers, with a focus on financial and operational examination priorities.
This webinar is available to view on demand through June 22, 2021.
If you registered for this webinar before 9:30 a.m. ET April 22, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Watch this webinar on demand to learn about: