*Letters

Required Amendments to Rules Governing Penny Stock Transaction

Published on:
June 25, 2014

SIFMA provides comments to the Virginia State Corporation Commission to supplement the joint letter with the Financial Services Institute (sent May 30, 2014), entitled “Rule 21 VAC 5-20-280 A(32), Joint legal analysis: NSMIA preempts the rule’s point-of-sale disclosure requirements” 

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