*Letters

FINRA Proposed Rule Change to Definitions of Public, Non-public Arbitrator

Published on:
November 6, 2014

SIFMA provided comments to the Securities Exchange Commission (SEC) on the Financial Industry Regulatory Authority’s (FINRA) proposed rule change to the definitions of “public” and “non-public” arbitrator.

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SIFMA Submits Comments to the Securities and Exchange Commission on FINRA’s Arbitrator Definition 

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