Financial Disclosures

Published on:
November 30, 2015

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the effectiveness of financial disclosures about entities other than the registrant required to be included in registration statements filed under the Securities Act of 1933 and in periodic and current reports filed under the Securities Exchange Act of 1934. SIFMA offers suggestions for changes to Regulation S-X that we believe would improve the quality of disclosure for investors while making the registration process less burdensome for the Commission and registrants.

See also:

Securities Act of 1933

Securities Exchange Act of 1934

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.