*Letters

Customer Account Statements in the Consolidated FINRA Rule Book

Published on:
June 11, 2009
Committee:

SIFMA provides comments to the Securities and Exchange Commission (SEC) on customer account statements in the Consolidated FINRA Rule Book, File No. SR-FINRA-2009-028. The principal substantive change proposed by FINRA is a new requirement to provide monthly, rather than quarterly, statements of any account that had activity during the reporting period.

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