*Letters

Codifying Time of Trade Disclosure Obligation

Published on:
March 12, 2013
Committee:

SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on codifying time of trade disclosure obligation and Proposed Rule G-47, MSRB Notice 2013-04.  SIFMA generally supports the concept behind this initial effort by the MSRB to provide clarity to regulated entities by reorganizing or eliminating certain interpretive guidance associated with MSRB Rule G-17 into new or revised rules that highlight core principles.

However, SIFMA believes the Proposed Rule G-47 has significant gaps as well as represents a significant expansion of the existing time of trade obligation and does not fulfill the MSRB’s objective.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.