Proposed Arbitration Rule

SIFMA submitted a comment letter to the SEC urging the suspension and disapproval of recent national securities exchange fee increases.

SIFMA submitted a letter to the SEC opposing the proposed amendment to the CAT NMS Plan, which seeks to readopt a vacated funding model. They argue that using reserves built under the invalid model for CAT funding is unlawful and contradicts the court's decision. SIFMA recommends holding reserves in escrow until a new funding path is established.

SIFMA and SIFMA AMG provided feedback to the SEC Crypto Task Force, emphasizing the need for regulatory frameworks for blockchain-based digital assets.