*Letters

Exemption from the Large Trader Reporting Rule for Certain Capital Markets Offerings

Published on:
March 26, 2012
Issue:
Committee:

SIFMA requests that the Securities and Exchance Commission (SEC) grant an exemption from the large trader reporting rule (SEC Rule 13h-1) for certain capital markets transactions that may trigger large trader registration, including for those entities that are not the most active market participants or that do not conduct a large trader business, as intended by the rule.

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