Re-proposal of Rules Implementing Title VII of Dodd-Frank Act

Published on:
May 31, 2011
Submitted to:
SEC
Submitted by:
SIFMA, ISDA, FIA, IIB, FSR, IRI, Chamber

SIFMA and other associations provide comments to the Securities and Exchange Commission (SEC) on the re-proposal of rules implementing Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).  The groups strongly urge the SEC to re-propose the SEC Proposed Rules and provide an implementation timetable and guidance on the extent of their extraterritorial application. This will allow an additional comment period after the rule proposals have been amended to reflect comments received.

Details

Download

More Content

  • Testimony
    Jun 04, 2026

    Opening Remarks on Passive Index Funds and Shareholder Voting

    Lindsey Keljo delivered testimony before the SEC Investor Advisory Committee meeting on Passive Index Funds and Shareholder Voting.
  • Letters
    Jun 04, 2026

    Extension Request on the SEC’s Proposed Semiannual Reporting Rule

    SIFMA and SIFMA AMG provided comments to the SEC to extend the comment period on the Commission’s Proposed Semiannual Reporting Rule by 60 days.
  • Letters
    Jun 01, 2026

    Whistleblower Incentives and Protections

    SIFMA provided comments in support of the Anti-Money Laundering Act of 2020’s requirement for FinCEN to establish a formalized framework for a whistleblower program.

Get the latest trends, stats, and research on financial markets and securities.