Title VII Requirements to Security-Based Swap Transactions
Published on:
July 13, 2015
Submitted to:
SEC
Submitted by:
SIFMA, FSR
Committee:
SIFMA and the Financial Services Roundtable (FSR) provide comments to the Securities and Exchange Commission (SEC) on the Proposed Rules on Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent.