Relief on Final Margin Rules for Uncleared Swaps Transactions

Published on:
March 24, 2016

SIFMA’s Asset Management Group (SIFMA AMG) provides comments to Commodity Futures Trading Commission (CFTC), the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve, Farm Credit Administration, Federal Housing Finance Agency (FHFA), and the Federal Deposit Insurance Corporation (FDIC) to supplement the January 19, 2016 request for relief from the requirement to consolidate seeded investment funds as “affiliates” for threshold calculations under the final margin rules for uncleared swaps transactions (Final Margin Rules).

SIFMA AMG’s letter raises a time-sensitive issue regarding the application of the final margin rules for uncleared swaps transactions upon investment funds initially funded with seed capital by a sponsor and consolidated on the sponsor’s or the sponsor’s group’s financial statements (seeded investment funds).

See also:

Comment Letter January 19

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.