Updated Recommendations to the CFTC Regarding Swap Execution Facilities

Published on:
May 17, 2017
Submitted to:
Commodity Futures Trading Commission (CFTC)
Submitted by:
SIFMA AMG

SIFMA AMG provided updated recommendations to the U.S. Commodity Futures Trading Commission (CFTC) on optimization of the Commission’s Part 37 requirements for Swap Execution Facilities (“SEF”) promulgated under the Commodity Exchange Act (“CEA”). AMG recommended that the CFTC not only expand methods of execution for required transactions, but also establish standards for central execution mandate that recognize necessary market conditions.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.