*Letters

SIA, TBMA & ISDA on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities

Published on:
June 15, 2006
Issue:
Committee:

The Securities Industry Association (SIA)*, The Bond Market Association (TBMA)* and the International Swaps and Derivatives Association (ISDA) provide comments to the Office of the Comptroller of the Currency (OCC) in the U.S. Department of Treasury (Treasury), the Office of Thrift Supervision (OTS), the Board of Governors of the Federal Reserve System (Fed), the Federal Deposit Insurance Corporation (FDIC), and the Securities and Exchange Commission (SEC) on the revised interagency statement on sound practices concerning elevated risk complex structured finance activities. The Associations support the improvements in the revision and requests the Agencies reconsider any requirement that financial institutions document the “reasons” for their approval, conditional approval or disapproval of an elevated risk complex structured finance transactions (CSFT).

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.