*Letters

SIA Submits Comments to the SEC on the Use of Brokerage Commissions to Finance Distribution

Published on:
May 10, 2004

The Securities Industry Association (SIA)*providescomments to the Securities and Exchange Commission (SEC)ona proposal to prohibit the use of brokerage commissions to finance distribution, File No. S7-09-04.

*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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