*Letters

SIA Submits Comments to the SEC on Proposed Rule Amendments on Auditor Independence

Published on:
September 25, 2000

The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on proposed rule amendments on auditor independence, File No. S7-13-00. SIA believes the proposed amendments and their accompanying release raise far-reaching and difficult public policy questions. SIA takes no position on the broad public policy questions, and limits their comments to two items in the proposals, which raise three relatively straightforward issues of particular interest to securities broker-dealers.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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