*Letters

Electronic Records and Communications

Published on:
December 9, 1996

The Technology Regulatory Subcommittee of the Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on a proposed rule change by the New York Stock Exchange, Inc. (NYSE) relating to amendments to NYSE Rules 342 (Offices-Approval, Supervision and Control), 440 (Books and Records) and 472 (Communications with the Public).  SIA strongly supports the prompt approval of the proposal.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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