SIA Submits Comments to the NASD on Treatment of Shares in Initial Public Offerings
Published on:
July 23, 2004
The Capital Markets Committee of the Securities Industry Association (SIA)* submits comments to the National Association of Securities Dealers, Inc.(NASD)on treatment of shares in initial public offerings (IPOs). (Notice to Members 03-72)
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.