Cohen v. UBS Financial Services
Published on:
October 1, 2014
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals (Second Circuit)
Amicus Issue:
Whether contractual arbitration and class waiver agreements between a FINRA member firm and its employees are prohibited under FINRA rules, and whether FINRA rules override the mandate of the Federal Arbitration Act (FAA).
Counsel of Record:
Morgan, Lewis & Bockius LLP
Andrew J. Schaffran
Sam S. Shaulson
Other Amici on Brief:
None.