Compliance and Legal Society Annual Seminar

SIFMA Compliance and Legal Society Annual Seminar 2013

17-20, 2013
Miami, FL

Compliance and Legal Society Annual Seminar

Featured Speakers

SIFMA's Compliance & Legal Society Annual Seminar is the premier event that features more than 60 dynamic and informative panels. Don't miss your opportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends.

Program Topics

  • Regulatory Reform and Legislative Developments
  • Litigation, Arbitration and Enforcement Developments
  • Retail Compliance and Advisory Issues
  • Current SEC Issues
  • Ethical Considerations for Lawyers and Compliance Professionals
  • Capital Markets Compliance Issues
  • …and much more!

Mobile App

Everything you need while on the go for the ultimate conference experience, including agendas and more. Available for iPhone, Droid and Blackberry.

Apple and Android Devices
For iPhone (plus, iPod touch & iPad) and Android phones, click here or visit your App Store or Android Market from your Smartphone and search for "SIFMA C&L." 

Blackberry and Other Devices

For all other devices, (including blackberry and all other web browser-enabled phones), while on your Smartphone, click here. From there, you will be directed to download the proper version of the app for your particular device, or on some phones, bookmark a page for future reference.

A user name and password is required. Please check your event registration materials or your "Know Before You Go" e-mail for your log-in information.

Contact Us

Rachel Jackson (212.313.1230)

Laura Cunningham (212.313.1144)
Michelle James (212.313.1219)

Diana Serri (212.313.1258)

SIFMA Compliance & Legal Society Annual Seminar 2014

March 30 - April 2, 2014
Orlando, FL

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