No On-Site Registration Available
SIFMA's Compliance & Legal Society Annual Seminar is the premier event that features more than 60 dynamic and informative panels! Don't miss your opportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends.
- Regulatory Reform and Legislative Developments
- Litigation, Arbitration and Enforcement Developments
- Retail Compliance and Advisory Issues
- Current SEC Issues
- Ethical Considerations for Lawyers and Compliance Professionals
- Capital Markets Compliance Issues
- …and much more!
Contact Alex Chen / 212-313-1203
Contact Marina Epstein-Katz / 212-313-1230
Contact Laura Cunningham / 212-313-1144