No On-Site Registration Available
SIFMA's Compliance & Legal Society Annual Seminar is the premier event that features more than 60 dynamic and informative panels! Don't miss your opportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends.
TOPICS INCLUDE
- Regulatory Reform and Legislative Developments
- Litigation, Arbitration and Enforcement Developments
- Retail Compliance and Advisory Issues
- Current SEC Issues
- Ethical Considerations for Lawyers and Compliance Professionals
- Capital Markets Compliance Issues
- …and much more!
Program Information
Contact Alex Chen / 212-313-1203
Registration Information
Contact Marina Epstein-Katz / 212-313-1230
Hotel Information
Contact Laura Cunningham / 212-313-1144


