Compliance and Legal Society Annual Seminar

SIFMA Compliance and Legal Society Annual Seminar 2012

March 18-21, 2012
Miami, FL

Stay Tuned 

No On-Site Registration Available

SIFMA's Compliance & Legal Society Annual Seminar is the premier event that features more than 60 dynamic and informative panels! Don't miss your opportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends. 



  • Regulatory Reform and Legislative Developments
  • Litigation, Arbitration and Enforcement Developments
  • Retail Compliance and Advisory Issues
  • Current SEC Issues
  • Ethical Considerations for Lawyers and Compliance Professionals
  • Capital Markets Compliance Issues
  • …and much more!

Program Information
Contact Alex Chen / 212-313-1203

Registration Information
Contact Marina Epstein-Katz / 212-313-1230

Hotel Information
Contact Laura Cunningham / 212-313-1144


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