Spotlight

SIFMA Submits Comments to DOL in Support of 60-Day Fiduciary Rule Delay

SIFMA SPOTLIGHT

"The delay will allow the new administration an opportunity to review the rule's impact on investors and the market, while providing firms additional time to prepare for potential changes to the rule."



DOL Pending Fiduciary Rule Remains Flawed, Negatively Impacting the Marketplace

SIFMA SPOTLIGHT

Op-Ed by Kenneth E. Bentsen, Jr, SIFMA president and CEO, published in The Hill.

 

 

 

 

 

 

 

 

SIFMA Commends Presidential Action to Review Regulatory Framework

SIFMA SPOTLIGHT

SIFMA statement on President Trump's executive order calling for review of the nation’s financial regulatory framework and its impact on the markets and the economy.



 

 

 

2016: The Year in Review

SIFMA SPOTLIGHT

Capital markets recognize the best ideas and enterprises and propel them forward.This retrospective chronicles our members’ work advocating for their effectiveness and efficiency over the past year.

 


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Featured Events

Canada-US Securities Summit 2017

Canada-US Securities Summit 2017

Thursday, April 20, 2017

SIFMA Conference Center, New York, NY

Equity Market Structure Conference 2017

Equity Market Structure Conference 2017

Wednesday, April 26, 2017

Convene Conference Center, New York, NY

Senior Investor Protection Regional Workshop 2017

Senior Investor Protection Regional Workshop 2017

Tuesday, May 02, 2017

Janney Montgomery Scott Conference, Philadelphia, PA





Industry Basics

What is the Dodd-Frank Act?

The Dodd-Frank Act is a law that completely overhauls the way the U.S. financial industry is regulated.


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