Letters

Temporary Exemptions for Uncleared Security-Based Swaps

Summary

SIFMA provides additional comments to the Securities and Exchange Commission (SEC) on temporarily exempting uncleared security-based swaps (SBS) entered into between eligible contract participants (as defined in Section 1a(18) of the Commodity Exchange Act) from certain provisions of the Securities Act of 1933, as amended (the Securities Act), the Securities Exchange Act of 1934, as amended (the Exchange Act) and the Trust Indenture Act of 1939, as amended, File Number S7-26-11.

PDF

Submitted To

SEC

Submitted By

SIFMA

Date

21

December

2012