Letters

FINRA Proposed Rule Change to Definitions of Public, Non-public Arbitrator

Summary

SIFMA provided comments to the Securities Exchange Commission (SEC) on the Financial Industry Regulatory Authority’s (FINRA) proposed rule change to the definitions of “public” and “non-public” arbitrator.

Related Material 

SIFMA Submits Comments to the Securities and Exchange Commission on FINRA’s Arbitrator Definition 

 

PDF

Committee

Arbitration Committee

Date

6

November

2014