Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA provides comments to the Securities and Exchange Commission (SEC) requesting an extension of the implementation date for the plan (Limit Up-Limit Down) to address extraordinary market volatility submitted to the SEC as required by Rule 608 of Regulation NMS under the Securities Exchange Act of 1934 (Exchange Act), File No. 4-631. SIFMA is extremely concerned that there is not enough information available to SIFMA members and industry participants to properly develop the technology specifications for the necessary systems and coding changes. SIFMA believes that proceeding with the current implementation schedule would create a great deal of risk, as well as a situation in which firms are required to implement significant systems and coding changes without sufficient time to conduct testing.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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