The 1934 Act and FINRA Rule 0180

Issue

SIFMA provided comment to the Securities and Exchange Commission (SEC) supporting extensions of temporary relief regarding the treatment of SBS as securities as it relates to the ’34 Act and FINRA Rule 0180.

82 Fed. Reg. 3824 (Jan. 12, 2017)

PDF

Submitted To

Securities and Exchange Commission (SEC)

Submitted By

SIFMA

Related Committee(s)

Swap Dealer Committee

Date

February

2017

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Letters

The 1934 Act and FINRA Rule 0180

Issue

OTC Derivatives→

Summary

Submitted To

Securities and Exchange Commission (SEC)

Submitted By

SIFMA

Related Committee(s)

Date