Petition for Disapproval of an NYSEArca Rule Change to Establish New Fees for Options Market Data

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) petitioning for disapproval of NYSEArca’s proposal to establish non-display usage fees and to amend the Professional End-User fees for NYSE Arca Options market data.

SIFMA strongly believes that the Exchange’s actions are inconsistent with the decisions of the United States Court of Appeals for the District of Columbia Circuit in NetCoalition v. SEC; and in their petition requests the SEC temporarily suspend the rule change and disapprove the rule change under provisions of the Securities Exchange Act of 1934.

SIFMA includes an exhibit with this filing by Dr. David S. Evans, Chairman, Global Economics Group, LLC (March 21, 2011):

Response to Ordover and Bamberger’s Statement Regarding NASDAQ’s Rule Change Concerning the Pricing of Market Data

PDF

Letters

Petition for Disapproval of an NYSEArca Rule Change to Establish New Fees for Options Market Data

Summary

Date

Letters

Petition for Disapproval of an NYSEArca Rule Change to Establish New Fees for Options Market Data

Summary

Date

More Submissions

Type:

Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities (Joint Trades)

Type:

Proposed Rule Change to Modify the GSD Rules (I) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a (Joint Trades)

Type:

Notice of Proposed Rulemaking on AML/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements (SIFMA and SIFMA AMG)