Request for Comment on the Use of Artificial Intelligence in CFTC Regulated Markets (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
Summary
SIFMA provided comments to FINRA on regulatory notice 17-06, a proposal to amend communications with the public rule to permit the distribution of customized hypothetical investment planning illustrations that include the projected performance of an asset allocation/investment strategy.
See also:
Regulatory Notice 17-06
More Submissions
Type:
Potential Reevaluation of Certain Asset Managers’ Passive Investments in FDIC-Supervised Institutions (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
Type:
Regulations to Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants (SIFMA AMG)
SIFMA AMG provided comments to the U.S. Commodity Futures Trading Commission (CFTC) on their withdrawal and proposal of a new…