Access to Americans’ Bulk Sensitive Personal Data and Government-Related Data by Countries of Concern
SIFMA provided comments to the U.S. Department of Justice, National Security Division on the proposed rulemaking concerning bulk data transfers…
Letters
RIN 1210-AB79: Proposed Delay and Reconsideration of DOL Regulation Redefining the Term “Fiduciary”
Summary
SIFMA provides comments to EBSA, the Department of Labor (DOL) regarding the proposed delay and reconsideration of its regulation under the Employee Retirement Income Security Act of 1974, as amended (ERISA), and the Internal Revenue Code of 1986, that will redefine the term “fiduciary” under section 3(21) of ERISA and section 4975(e) of the Code.
All Appendices included or see each Appendix separate:
- Appendix I: Potential DOL Action on the Fiduciary Rule under Secretary Acosta
- Appendix II: The Fiduciary Rule – Sailing through the Fiduciary Fog
- Appendix III: A.T.Kearney study: The $20 billion impact of the new fiduciary rule on the U.S. wealth management industry
- SIFMA Comment Letter RE: RIN1210-AB79 without Appendix
Also, of interest:
More Submissions
Type:
Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities (Joint Trades)
SIFMA, SIFMA AMG, the Investment Company Institute (ICI), Alternative Investment Management Association (AIMA), and the International Swaps and Derivatives Association…
Type:
Proposed Rule Change to Modify the GSD Rules (I) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a (Joint Trades)
SIFMA, SIFMA AMG, the Investment Company Institute (ICI), Alternative Investment Management Association (AIMA), and the International Swaps and Derivatives Association…