Proposed Agency Information Collection Activities; Comment Request (SIFMA and ISDA)
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
Testimony of Kenneth E. Bentsen, Jr., President and CEO, SIFMA before the United States Department of Labor (DOL) on a proposed ‘Conflict of Interest’ rule.
SIFMA’s testimony outlines our concerns with the proposed rule and its potentially harmful impact on investors, while reiterating our longstanding support of a best interest or uniform fiduciary standard of care for brokers and advisors when providing personalized investment advice.
See Also:
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
SIFMA, The Institute of International Bankers (IIB), and The International Swaps and Derivatives Association (ISDA) provided comments to the Commodity…
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