Letters

AML Program and Suspicious Activity Report Filing Requirements

Summary

SIFMA, SIFMA AMG and SIFMA’s Anti-Money Laundering & Financial Crimes Committee provide comments to the Department of the Treasury on the Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers. SIFMA AMG supports FinCEN’s goal of safeguarding the financial system against fraud, money laundering, terrorist financing, and other financial crimes.

See also:
Financial Crimes Enforcement Network: Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers 

 

PDF

Committee

Asset Management Group (AMG)

Date

2

November

2015