Standard of Conduct for Investment Advisers
In a companion letter to SIFMA's comments to the SEC on Regulation Best Interest (Reg BI), SIFMA's Asset Management Group…
Letters
CPMI and IOSCO Consultation Framework for Supervisory Stress Tests of CCPs
Summary
SIFMA AMG provides comments to CPMI and ISOSCO regarding the important work in formulating principles for supervisory stress tests of central counterparties.
Related Submission
Type:
Governance Arrangements for the UPI
SIFMA AMG provided comments to the Financial Stability Board (FSB) on their second consultation regarding Unique Product Identifier (UPI) Governance. SIFMA AMG…
Type:
Investment Company Liquidity Disclosure
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) on their proposed amendments to its forms designed to…