FCA Call For Input on the PRIIP’s Regulation
SIFMA AMG provided feedback to the Financial Conduct Authority (FCA) on PRIIP's regulation call for input on the PRIIPs Regulation. On behalf of…
Letters
CPMI and IOSCO Consultation Framework for Supervisory Stress Tests of CCPs
Summary
SIFMA AMG provides comments to CPMI and ISOSCO regarding the important work in formulating principles for supervisory stress tests of central counterparties.
Related Submission
Type:
SEC’s ETF Rulemaking
SIFMA AMG provided comments to the SEC on the Commission’s proposed new Rule 6c-11 under the Investment Company Act of…
Type:
Standard of Conduct for Investment Advisers
In a companion letter to SIFMA's comments to the SEC on Regulation Best Interest (Reg BI), SIFMA's Asset Management Group…