Letters

CFTC’s Rule Certification and Review Process for Registered Entities

Summary

SIFMA AMG provided comments to the U.S. Commodity Futures Trading Commission (CFTC) on the rule certification and review process under Part 40 of the Commission Regulations. The Proposal seeks to amend Part 40 to increase public participation in the adoption of registered entity rules or rule amendments and expand the scope of the review.

PDF

Submitted To

CFTC

Submitted By

SIFMA

Committee

Asset Management Group (AMG)

Date

20

December

2017