Proposed Agency Information Collection Activities; Comment Request (SIFMA and ISDA)
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC’s release, Certain Broker-Dealers Deemed Not to be Investment Advisers, File No. S7-25-99; Release Nos. 34-50980; IA-2340. SIA supports the central position of the rule that an Exchange Act-registered broker-dealer’s offering its customers the alternative of paying a fee rather than a commission should not result in the broker-dealer’s becoming subject to the provisions of the Advisers Act.
*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
SIFMA, The Institute of International Bankers (IIB), and The International Swaps and Derivatives Association (ISDA) provided comments to the Commodity…
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