Letters

Rule 613 CAT and CAT NMS Plan – Request for Extension of Compliance Date and Consideration of Targeted Changes to the Rule

Summary

SIFMA provides letter to the Securities and Exchange Commission (SEC) to regarding the Consolidated Audit Trail (CAT) and to request compliance date extension.

See SIFMA Press Release:  SIFMA Requests Delay in CAT In Light of Ongoing Concerns

PDF

Submitted To

SEC

Submitted By

SIFMA

Committee

Operations, Technology & BCP

Date

8

November

2017