Letters

Request for Information Regarding the Fiduciary Rule & Prohibited Transaction Exemptions

Summary

SIFMA provided comments to the U.S. Department of Labor’s (DOL) request for information regarding the Fiduciary Rule and Prohibited Transaction Exemptions (RFI). SIFMA appreciates the Department’s seeking public input before it proposes changes to the redefinition of the term “fiduciary” under section 3(21) of ERISA and section 4975(e) of the Internal Revenue Code and its exemptions.

See also:
Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions

Deloitte White Paper on the DOL Fiduciary Rule – August 2017

PDF

Submitted To

U.S. Department of Labor's

Submitted By

SIFMA

Committee

Retirement and Savings Committee

Date

10

August

2017