Letters

Proceedings to Approve/Disapprove the CAT Fee Filings for Industry Members

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) regarding SEC Order suspending and instituting proceedings to approve or disapprove the proposed rule changes to establish fees for industry members to fund the Consolidated Audit Trail (File No. SR-FINRA-2017-011).

PDF

Submitted To

Securities and Exchange Commission (SEC)

Submitted By

SIFMA

Date

28

July

2017