Court:
U.S. Court of Appeals
(Ninth Circuit)

(pet. for rehearing en banc)

Amicus Issue:
Whether an investor who purchases securities in a direct listing in which registered and unregistered shares are made publicly tradeable at the same time may bring a claim under Section 11 of the Securities Act.

Counsel of Record:
Latham & Watkins LLP

Andrew B. Clubok
Gavin M. Masuda
Morgan E. Whitworth
Gregory Mortenson

Other Amici:
U.S. Chamber of Commerce
National Venture Capital Association