Amicus Briefs

Liu v. SEC

Summary

Court:
U.S. Supreme Court

Amicus Issue:
Whether the SEC may seek and obtain disgorgement from a court as “equitable relief” for a securities law violation even though the Supreme Court has determined that such disgorgement is a penalty.

Counsel of Record:
Kramer Levin Naftalis & Frankel LLP

Michael J. Dell
Chase Henry Mechanick

Other Amici:
None

 

PDF

Date

20

December

2019