Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
Summary
GFMA provides comments on the March 2011 Committee on Payment and Settlement Systems (CPSS) and the Technical Committee of the International Organization of Securities Commissions (IOSCO) consultative report on principles for financial market infrastructures (FMIs). GFMA applauds CPSS and IOSCO for its consideration of these important issues.
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FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…
Type:
Sundaram v. Freshworks
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether a plaintiff seeking damages for alleged material omissions in the…