Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA, the Investment Company Institute (ICI), and Investors Exchange LLC (IEX) provide joint comments to the Securities and Exchange Commission (SEC) urging the SEC improve the governance of the national market system (NMS) plan to address extraordinary market volatility (Limit Up-Limit Down Plan) as part of the proposal to transition the plan from operating on a pilot basis to a permanent one.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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