The SIFMA Compliance & Legal Society recently hosted its 50th Annual Seminar. With three days of presentations, events and meetings, and around 2,000 people in attendance, we gained insights into top-of-mind topics for market participants. The industry remains focused on recalibrating regulations, both within our own borders and on the international stage. Inside this note, we recap what was seen and heard, including regulatory harmonization and reform, market structure updates and other hot topics.

Authors

SIFMA Insights

Katie Kolchin, CFA
Senior Industry Analyst

Office of the General Counsel

Ira Hammerman
Executive Vice President and General Counsel

T.R. Lazo
Managing Director and Associate General Counsel