Senior Investor Protection: Member Firm Case Studies
The below are true stories of member firm’s efforts to protect their client(s) from exploitation. All names, dates and locations have been changed.
Visit SIFMA’s Senior Investor Protection Resource Center.
-
PDFDownload Effective Communication - July 2018
Effective Communication - July 2018
-
PDFDownload The Importance of a Strong Social Network - February 2018
The Importance of a Strong Social Network - February 2018
-
PDFDownload Textbook Exploitation: Family Member - September 2017
Textbook Exploitation: Family Member - September 2017
-
PDFDownload Potential Cognitive Decline - June 2017
Potential Cognitive Decline - June 2017
-
PDFDownload A Sweetheart Scam (Match.com) - February 2017
A Sweetheart Scam (Match.com) - February 2017
-
PDFDownload Lottery and Affinity Scams - June 2016
Lottery and Affinity Scams - June 2016
-
PDFDownload A Sweetheart Scam - December 2016
A Sweetheart Scam - December 2016