Tara Gilchrist

SVP Risk & Compliance LPL Financial

Tara Gilchrist is a senior vice president in Risk and Compliance where she oversees the branch examination team. In a previous role at LPL Financial, Tara was accountable for Supervision, Central Supervisory Unit, and Complex Product Supervision. Before joining LPL Financial 19 years ago, she gained industry experience supporting a variety of businesses including full-service retail, 401k retirement business, and online self-directed broker-dealers. She attended the University of California, San Diego is designated as a CRCP by Wharton, and FINRA series 7, 24, and 63 registered with LPL Financial.