Steven LaBarbera

Steven LaBarbera is the Chief Compliance Officer for Raymond James Financial. In his role, he is
responsible for leading the global compliance organization for Raymond James. Prior to becoming
the Chief Compliance Officer, Mr. LaBarbera was the Chief Risk Officer for the Capital Markets
Division at Raymond James. Prior to January 2020, Mr. LaBarbera was the Chief Audit Executive for
Raymond James Financial, responsible for audit coverage of the bank holding company and all of its
subsidiaries. In addition to his primary responsibilities, Mr. LaBarbera also serves as the National
Chair for Valor, Raymond James’ veteran employee network.

Prior to joining Raymond James Financial in April 2016, Mr. LaBarbera was a Managing Director and
Business Control Officer at JPMorgan Chase responsible for coverage over the retail wealth
management business. He also held other various leadership roles at JPMorgan including Chief Risk
Officer and Internal Audit Director over the Wealth Management division. Prior to his career at
JPMorgan Chase, Mr. LaBarbera worked at both Merrill Lynch and Morgan Stanley’s Internal Audit
departments covering asset and wealth management. Mr. LaBarbera was also a non-commissioned
officer in the United States Marine Corps, with one tour in Iraq in 2003, and a graduate from
Northwestern – Kellogg School of Management.